Understanding Fiduciary Principles

$135.00

SKU: 11066 Category: Tag:

Description

Covers an expansive view of what it means to be a fiduciary, grounded in the intention of the Prudent Investor Rule. Compares different existing “fiduciary standards” and how to describe the value of working with a fiduciary wealth advisor. Includes clear distinctions between serving clients through a process vs. a product-based or suitability-based approach to selling.

What You’ll Learn

After completing this course, students will be able to:

  • Describe the legal implications for fiduciaries and their principal duties
  • Explain the fiduciary standards, rules and acts, and who they apply to
  • Examine the Prudent Investor Rule and how it applies to fiduciary asset management
  • Describe the fiduciary responsibilities under the Uniform Trust code and OCC Reg 12 CFR 9
  • Additional information

    Audience
    Length

    Approximately 25 minutes

    Credits

    0.75 CTFA, 0.75 CISP, 0.75 CRSP, 0.75 CSOP

    Member Price

    135.00

    Non-Member Price

    185.00

    Course Number

    ABA

    Location

    Online Self-Paced

    Vendor

    ABA

    Course Code

    ABA

    Prerequisites

    None

    Day

    Online

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