Understanding Fiduciary Principles

$135.00

  • Total

SKU: 11066 Category: Tag:

Description

Covers an expansive view of what it means to be a fiduciary, grounded in the intention of the Prudent Investor Rule. Compares different existing “fiduciary standards” and how to describe the value of working with a fiduciary wealth advisor. Includes clear distinctions between serving clients through a process vs. a product-based or suitability-based approach to selling.

What You’ll Learn

After completing this course, students will be able to:

  • Describe the legal implications for fiduciaries and their principal duties
  • Explain the fiduciary standards, rules and acts, and who they apply to
  • Examine the Prudent Investor Rule and how it applies to fiduciary asset management
  • Describe the fiduciary responsibilities under the Uniform Trust code and OCC Reg 12 CFR 9

Additional information

Length

Approximately 25 minutes

Credits

0.75 CTFA, 0.75 CISP, 0.75 CRSP, 0.75 CSOP

Member Price

135.00

Non-Member Price

185.00

Course Number

ABA

Location

Online Self-Paced

Vendor

ABA

Course Code

ABA

Prerequisites

None

Day

Online

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