Fiduciary Ethics

$135.00

SKU: 11080 Category: Tag:

Description

This course outlines the ethical standards that apply to all fiduciary professionals. These responsibilities include integrity, competency, fairness, and professionalism in relationships with customers and advisors.
What You’ll Learn
After completing this course, students will be able to:

  • Describe the nature and implication of ethical and unethical behavior as a fiduciary
  • Describe fiduciary responsibilities under three primary fiduciary duties
  • Identify and avoid self-dealing and conflicts of interest
  • Explain the principles of the Uniform Prudent Investor Act (UPIA) and how they apply
  • Recognize financial elder abuse and take appropriate action
  • Explain ethical and fiduciary responsibilities when working with a team
  • Additional information

    Audience

    Client-facing relationship managers (fiduciary advisors, portfolio managers, bankers, planners) who want to raise their client engagement acumen.

    Length

    Approximately 35 minutes

    Credits

    0.75 CTFA, CCTS, CRSP, CSOP

    Member Price

    135.00

    Non-Member Price

    185.00

    Course Number

    ABA

    Location

    Online Self-Paced

    Vendor

    ABA

    Course Code

    ABA

    Prerequisites

    None

    Day

    Online

    0
      0
      Your Cart
      Your cart is emptyReturn to Shop