Description
This course outlines the ethical standards that apply to all fiduciary professionals. These responsibilities include integrity, competency, fairness, and professionalism in relationships with customers and advisors.
What You’ll Learn
After completing this course, students will be able to:
Describe the nature and implication of ethical and unethical behavior as a fiduciaryDescribe fiduciary responsibilities under three primary fiduciary dutiesIdentify and avoid self-dealing and conflicts of interestExplain the principles of the Uniform Prudent Investor Act (UPIA) and how they applyRecognize financial elder abuse and take appropriate actionExplain ethical and fiduciary responsibilities when working with a team