Board Oversight: Insiders and Regulation O

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SKU: 10109 Category: Tag:

Description

Explores a bank board’s key oversight responsibility related to managing the abuse of insider information and ensuring there are policies and procedures in place to address such risks. This includes recognizing that regulatory agencies place a heavy emphasis on compliance with Regulation O, having found that insider dealings are the most common cause of institution failure in times of economic stress.

What You’ll Learn
After successfully completing the course, you will be able to:

  • Describe the types of insiders who are covered under Reg O
  • Explore the specific activities that are prohibited and permitted under Reg;O
  • Explain recordkeeping and reporting requirements and expectations
  • Additional information

    Audience

    For members of a bank's board of directors

    Length

    Approximately 7 minutes

    Credits

    n/a

    Member Price

    0.00

    Non-Member Price

    75.00

    Course Number

    ABA

    Location

    Online Self-Paced

    Vendor

    ABA

    Course Code

    ABA

    Prerequisites

    None

    Day

    Online

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