Board Oversight: Effective Compliance Management System (CMS)

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SKU: 10083 Category: Tag:

Description

Describes the importance of a Compliance Management System (CMS) as a comprehensive and integrated program that operationalizes compliance to include the management of risk associated with day to day operations, changes in product and service offerings, and new and changing legislation. Explores ways that the board of directors should implement a sound and effective CMS that ensures compliance with federal consumer protection laws and regulations.
What Youll Learn

  • Describe the board and management oversight of compliance, change management, and risk management through a commitment of a strong CMS
  • Explore the components of a compliance program to include policies and procedures, training, monitoring and audit, and a consumer complaint process
  • Additional information

    Audience

    For members of a bank's board of directors

    Length

    Approximately 5 minutes

    Credits

    n/a

    Member Price

    0.00

    Non-Member Price

    75.00

    Course Number

    ABA

    Location

    Online Self-Paced

    Vendor

    ABA

    Course Code

    ABA

    Prerequisites

    None

    Day

    Online

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