Board Oversight: Compliance Control Activities

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SKU: 10106 Category: Tag:

Description

Explores a bank boards key responsibility for oversight of the risk management process by ensuring risk management policies and procedures are consistent with the institution’s strategy and risk appetite. This includes setting and maintaining a bank’s risk tolerance and ensuring that a bank’s senior executives and risk managers have established compliance control activities, including prevention and detection.

What You’ll Learn
After successfully completing the course, you will be able to:

  • Describe the importance of a compliance function that proactively identifies the risks associated with a bank’s business activities
  • Define prevention and detection activities that ensure compliance directives are carried out
  • Explain the components of a risk-based monitoring program
  • Additional information

    Audience

    For members of a bank's board of directors

    Length

    Approximately 4 minutes

    Credits

    n/a

    Member Price

    0.00

    Non-Member Price

    75.00

    Course Number

    ABA

    Location

    Online Self-Paced

    Vendor

    ABA

    Course Code

    ABA

    Prerequisites

    None

    Day

    Online

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