Description
Earn the ABA Certificate in Compliance Management System (CMS) with a series of 11 self-paced microlearning courses. These online courses are best suited for first and 1.5 line employees (those directly involved in day-to-day operations and their immediate supervisors). Regardless of skill level, this certificate program will help sharpen compliance skills, and provide the tools to build, manage, and optimize a strong CMS.
- Overview of Compliance Management Systems
- Optimizing Resources and Training
- Establishing Governance and Reporting Awareness
- Independent Compliance Risk Assessment
- Proactive Monitoring and Testing
- Navigating Regulatory Change
- Managing Enterprise Change
- Timely Complaint Resolution
- Developing Effective Policies and Procedures
- Third-Party Risks Impacting Compliance
- Proactive Issues Management
