Board Oversight: Post Compliance Exam Activities

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SKU: 10110 Category: Tag:

Description

Explores a bank board’s key responsibility for reviewing the findings from a compliance examination, as delivered in the Report of Examination. This includes ensuring that a bank examines, summarizes, and explains report findings to the board in a timely manner.

What You’ll Learn
After successfully completing the course, you will be able to:

  • Describe the categories of compliance exam issues that are used to address exam findings
  • Explain how the action plan is used to list exam deficiencies and how they will be fixed
  • Explain the process of having a compliance exam debrief and discussion on regulator expectations
  • Additional information

    Audience

    For members of a bank's board of directors

    Length

    Approximately 5 minutes

    Credits

    n/a

    Member Price

    0.00

    Non-Member Price

    75.00

    Course Number

    ABA

    Location

    Online Self-Paced

    Vendor

    ABA

    Course Code

    ABA

    Prerequisites

    None

    Day

    Online

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