Description

Covers an expansive view of what it means to be a fiduciary, grounded in the intention of the Prudent Investor Rule. Compares different existing “fiduciary standards” and how to describe the value of working with a fiduciary wealth advisor. Includes clear distinctions between serving clients through a process vs. a product-based or suitability-based approach to selling.

What You’ll Learn

After completing this course, students will be able to:

Describe the legal implications for fiduciaries and their principal duties

Explain the fiduciary standards, rules and acts, and who they apply to

Examine the Prudent Investor Rule and how it applies to fiduciary asset management

Describe the fiduciary responsibilities under the Uniform Trust code and OCC Reg 12 CFR 9

Additional information

Audience
Length	Approximately 25 minutes
Credits	0.75 CTFA, 0.75 CISP, 0.75 CRSP, 0.75 CSOP
Member Price	135.00
Non-Member Price	185.00
Course Number	ABA
Location	Online Self-Paced
Vendor	ABA
Course Code	ABA
Prerequisites	None
Day	Online