Description

This course outlines the ethical standards that apply to all fiduciary professionals. These responsibilities include integrity, competency, fairness, and professionalism in relationships with customers and advisors.
What You’ll Learn
After completing this course, students will be able to:

Describe the nature and implication of ethical and unethical behavior as a fiduciary

Describe fiduciary responsibilities under three primary fiduciary duties

Identify and avoid self-dealing and conflicts of interest

Explain the principles of the Uniform Prudent Investor Act (UPIA) and how they apply

Recognize financial elder abuse and take appropriate action

Explain ethical and fiduciary responsibilities when working with a team

Additional information

Audience	Client-facing relationship managers (fiduciary advisors, portfolio managers, bankers, planners) who want to raise their client engagement acumen.
Length	Approximately 35 minutes
Credits	0.75 CTFA, CCTS, CRSP, CSOP
Member Price	135.00
Non-Member Price	185.00
Course Number	ABA
Location	Online Self-Paced
Vendor	ABA
Course Code	ABA
Prerequisites	None
Day	Online