Introduction to Credit and Regulatory Risk Analysis for Lending and Compliance Professionals - NEW
Course Number: Seminar
This workshop provides an analytical framework for credit decisions with an emphasis on analyzing the BSA/AML/Patriot Act compliance risk exposure of business customers.
The workshop will use core credit analysis, due diligence, and techniques to understand industry factors, business operations, management and ownership structures, as well as bank products that pose BSA/AML/Patriot Act compliance risks to the Bank. It will enable participants to interpret higher risk situations by applying compliance due diligence and analytical techniques in the sales/credit process.
This workshop is designed for the business development, sales/lending, and compliance professionals:
– Sales/Lending professionals will be able to identify, interpret and apply due diligence and analytical techniques in connection with BSA/AML/Patriot Act risks as part of the credit decision.
– Compliance professionals will understand core credit analysis principles and the due diligence and analytical techniques used in the credit decision to better manage compliance risk matters.
Heightened regulatory scrutiny on the industry requires banks to be even more diligent and BSA/AML/Patriot Act compliance efforts must be integrated throughout all levels of the organization (sales and compliance) and share responsibility for execution.