Board Oversight: Post Compliance Exam Activities

Course Number: ABA

Course Code: ABA

Explores a bank board’s key responsibility for reviewing the findings from a compliance examination, as delivered in the Report of Examination. This includes ensuring that a bank examines, summarizes, and explains report findings to the board in a timely manner.

Duration: Approximately 5 minutes

What You’ll Learn
After successfully completing the course, you will be able to:

  • Describe the categories of compliance exam issues that are used to address exam findings
  • Explain how the action plan is used to list exam deficiencies and how they will be fixed
  • Explain the process of having a compliance exam debrief and discussion on regulator expectations

Note: Free for ABA members 

Audience: For members of a bank's board of directors.

Prerequisites: None

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Member Price: $75.00
Non-Member Price: $0.00
Textbook Charge: $0.00

Credits: None

Length: 5 minutes

ABA Training