Board Oversight: Compliance Management

Course Number: ABA

Course Code: ABA

Explores a bank board’s key responsibility for oversight of a bank’s compliance risk management program. This includes establishing and communicating a bank’s appetite for compliance risk, providing resources and support to effectively implement the compliance program, and reviewing the outcomes of the program and responding to elevated risk issues.

Duration: Approximately 4 minutes

What You’ll Learn
After successfully completing the course, you will be able to:

  • Explain the compliance risk management responsibilities assigned to the compliance officer
  • Explain the compliance management oversight responsibilities assigned to the board of directors
  • Explore the board’s ongoing risk monitoring process to keep up with changing bank activities

Note: Free for ABA members 

Audience: For members of a bank's board of directors.

Prerequisites: None

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Member Price: $75.00
Non-Member Price: $0.00
Textbook Charge: $0.00

Credits: None

Length: 4 minutes

ABA Training