Board Oversight: Insiders and Regulation O

$55.00

SKU: 10109 Category: Tag:

Description

Explores a bank board’s key oversight responsibility related to managing the abuse of insider information and ensuring there are policies and procedures in place to address such risks. This includes recognizing that regulatory agencies place a heavy emphasis on compliance with Regulation O, having found that insider dealings are the most common cause of institution failure in times of economic stress.

Additional information

Topic

Compliance Training, Leadership & Operations Training

Length

5 minutes

Member Price

55

Non-Member Price

75

Location

Online Self-Paced

Course Code

ABA

Vendor

ABA

Sub Topics

Compliance, Leadership, Risk Management

Book Handling Fee

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